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BANTLE ROBERT B 4

Accession 0001127602-12-030282

CIK 0001005817other

View on SEC.gov Company Profile

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 2:03 PM ET

Size

9.8 KB

Accession

0001127602-12-030282

Insider Transaction Report

Form 4

Period: 2012-11-07

TOMPKINS FINANCIAL CORPTMP

BANTLE ROBERT B

Exec. Vice President

Transactions

Exercise/Conversion
Common Stock
2012-11-07$35.77/sh+6,203$221,881→ 11,675 total
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2012-11-07−6,203→ 0 total
Exercise: $35.76Exp: 2014-05-03→ Common Stock (6,203 underlying)
Tax Payment
Common Stock
2012-11-07$40.15/sh−5,740$230,461→ 5,935 total

Holdings

Common Stock
(indirect: By 401(k))
3,623
Common Stock
(indirect: by ESOP)
1,660

Footnotes (3)

[F1]Shares withheld for option cost.
[F2]Reflects all 401K/ISOP/ESOP allocations and dispositions since the filing of the reporting person's last ownership report.
[F3]The stock option becomes exercisable in four installments commencing two years after the grant date.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1

filerCIK 0001137092

Filing Metadata

Form type: 4
Filed: Nov 8, 7:00 PM ET
Accepted: Nov 9, 2:03 PM ET
Size: 9.8 KB

View on SEC.gov