4//SEC Filing
KOELMEL JOHN R 4
Accession 0001127602-12-031721
CIK 0001051741other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 4:58 PM ET
Size
20.3 KB
Accession
0001127602-12-031721
Insider Transaction Report
Form 4
KOELMEL JOHN R
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2012-11-18$7.25/sh−70,617$511,973→ 326,236 total
Holdings
- 89,109
Non-qualified Stock Option (Right to Buy)
Exercise: $13.25From: 2009-01-27Exp: 2019-01-27→ Common Stock (89,109 underlying) - 3,534(indirect: By Esop)
Common Stock
- 30,000
Non-qualified Stock Option (Right to Buy)
Exercise: $14.95From: 2005-01-12Exp: 2014-01-12→ Common Stock (30,000 underlying) - 46,500
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (46,500 underlying) - 108,945
Non-qualified Stock Option (Right to Buy)
Exercise: $14.44From: 2011-01-26Exp: 2020-01-25→ Common Stock (108,945 underlying) - 208,413
Non-qualified Stock Option (Right to Buy)
Exercise: $9.84From: 2013-03-30Exp: 2022-03-30→ Common Stock (208,413 underlying) - 35,200
Non-qualified Stock Option (Right to Buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (35,200 underlying) - 125,067
Non-qualified Stock Option (Right to Buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (125,067 underlying) - 23,359(indirect: By 401(k))
Common Stock
- 116,091
Non-qualified Stock Option (Right to Buy)
Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (116,091 underlying) - 21,384(indirect: By Spouse)
Common Stock
- 13,700
Non-qualified Stock Option (Right to Buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (13,700 underlying) - 21,800
Non-qualified Stock Option (Right to Buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (21,800 underlying) - 100,000
Non-qualified Stock Option (Right to Buy)
Exercise: $14.70From: 2008-02-20Exp: 2017-02-20→ Common Stock (100,000 underlying)
Footnotes (1)
- [F1]Mr. Koelmel's tax withholding liability on certain restricted stock awards was satisfied by his payment of $100,000 cash and the 70,617 shares withheld by the Issuer being reported in this Form 4.
Documents
Issuer
FIRST NIAGARA FINANCIAL GROUP INC
CIK 0001051741
Entity typeother
Related Parties
1- filerCIK 0001274922
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 4:58 PM ET
- Size
- 20.3 KB