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4//SEC Filing

CERADYNE INC 4

Accession 0001127602-12-032472

CIK 0000018937operating

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 6:51 PM ET

Size

22.2 KB

Accession

0001127602-12-032472

Insider Transaction Report

Form 4
Period: 2012-11-27
MOSKOWITZ JOEL PHILIP
DirectorChief Executive Officer
Transactions
  • Disposition from Tender

    Common Stock

    2012-11-27$35.00/sh888,564$31,099,7400 total
  • Disposition from Tender

    Common Stock

    2012-11-27$35.00/sh250,000$8,750,0000 total(indirect: By Trust)
  • Tax Payment

    Common Stock

    2012-11-2726,16433,170 total
  • Disposition to Issuer

    Common Stock

    2012-11-2833,1700 total
  • Disposition from Tender

    Common Stock

    2012-11-27$35.00/sh50,000$1,750,0000 total(indirect: By Trust)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2012-11-2722,5000 total
    Exercise: $21.84From: 2005-02-16Exp: 2014-08-16Common Stock (22,500 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-11-2759,3340 total
    From: 2012-11-27Exp: 2012-11-27Common Stock (59,334 underlying)
  • Disposition from Tender

    Common Stock

    2012-11-27$35.00/sh150,000$5,250,0000 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2012-11-27+59,33459,334 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2012-11-2756,2500 total
    Exercise: $16.89From: 2004-03-10Exp: 2013-09-10Common Stock (56,250 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    13,063
Footnotes (5)
  • [F1]Each restricted stock unit represented a contingent right to receive one share of Ceradyne common stock. Pursuant to the terms of the Agreement and Plan of Merger, dated September 30, 2012, by and among 3M Company, Cyborg Acquisition Corporation and Ceradyne, Inc., on November 27, 2012, the reporting person's restricted stock units were settled for 59,334 shares of Ceradyne common stock.
  • [F2]No shares were sold. These 26,164 shares represent amounts withheld and applied to the payroll tax withholding liability of the recipient generated by the vesting of the award.
  • [F3]Disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of September 30, 2012, by and among 3M Company, Cyborg Acquisition Corporation and Ceradyne, Inc., in exchange for a cash payment of $35.00 per share.
  • [F4]This option was cancelled pursuant to the terms of the Agreement and Plan of Merger, dated as of September 30, 2012, by and among 3M Company, Cyborg Acquisition Corporation and Ceradyne, Inc., in exchange for a cash payment of $542,451.09, representing the difference between the exercise price of the option and $35.00 per share underlying the option.
  • [F5]This option was cancelled pursuant to the terms of the Agreement and Plan of Merger, dated as of September 30, 2012, by and among 3M Company, Cyborg Acquisition Corporation and Ceradyne, Inc., in exchange for a cash payment of $157,673.25, representing the difference between the exercise price of the option and $35.00 per share underlying the option.

Issuer

CERADYNE INC

CIK 0000018937

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000018937

Filing Metadata

Form type
4
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 6:51 PM ET
Size
22.2 KB