NEWBRIDGE BANCORP·4

Dec 4, 2:32 PM ET

Watts John F 4

4 · NEWBRIDGE BANCORP · Filed Dec 4, 2012

Insider Transaction Report

Form 4
Period: 2012-11-30
Watts John F
DirectorOther
Transactions
  • Purchase

    Series B Preferred Stock

    2012-11-30$100.00/sh+880$88,000880 total
    Exercise: $4.40Common Stock (20,000 underlying)
  • Purchase

    Series B Preferred Stock

    2012-11-30$100.00/sh+165$16,500165 total(indirect: By Trust)
    Exercise: $4.40Common Stock (3,750 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    639
  • Common Stock

    (indirect: By Trust)
    43,858
  • Common Stock

    (indirect: By IRA)
    1,900
  • Common Stock

    (indirect: By Trust)
    68
  • Common Stock

    7,211
Footnotes (4)
  • [F1]Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
  • [F2]Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100 ? $4.40.
  • [F3]The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
  • [F4]The Series B Preferred Stock is perpetual, and thus has no expiration date.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT