4//SEC Filing
Watts John F 4
Accession 0001127602-12-032673
CIK 0000714530other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 2:32 PM ET
Size
11.5 KB
Accession
0001127602-12-032673
Insider Transaction Report
Form 4
Watts John F
DirectorOther
Transactions
- Purchase
Series B Preferred Stock
2012-11-30$100.00/sh+880$88,000→ 880 totalExercise: $4.40→ Common Stock (20,000 underlying) - Purchase
Series B Preferred Stock
2012-11-30$100.00/sh+165$16,500→ 165 total(indirect: By Trust)Exercise: $4.40→ Common Stock (3,750 underlying)
Holdings
- 639(indirect: By Trust)
Common Stock
- 43,858(indirect: By Trust)
Common Stock
- 1,900(indirect: By IRA)
Common Stock
- 68(indirect: By Trust)
Common Stock
- 7,211
Common Stock
Footnotes (4)
- [F1]Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
- [F2]Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100 ? $4.40.
- [F3]The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
- [F4]The Series B Preferred Stock is perpetual, and thus has no expiration date.
Documents
Issuer
NEWBRIDGE BANCORP
CIK 0000714530
Entity typeother
Related Parties
1- filerCIK 0001324778
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 2:32 PM ET
- Size
- 11.5 KB