CHAMBERS LAMAR M 4

4 · ASHLAND INC. · Filed Dec 7, 2012

Form 4

Period: 2012-12-05

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2012-12-05$10.72/sh+30,000$321,600→ 59,203 total
Tax Payment
Common Stock
2012-12-05$73.06/sh−15,269$1,115,553→ 39,288 total
Exercise/Conversion
Stock Appreciation Right
2012-12-05−30,000→ 31,200 total
Exercise: $10.72From: 2009-11-20Exp: 2018-12-20→ Common Stock (30,000 underlying)
Exercise/Conversion
Common Stock
2012-12-05$53.33/sh+5,500$293,315→ 29,203 total
Tax Payment
Common Stock
2012-12-05$73.06/sh−4,646$339,437→ 54,557 total
Exercise/Conversion
Stock Appreciation Right
2012-12-05−5,500→ 0 total
Exercise: $53.33From: 2008-11-14Exp: 2017-12-14→ Common Stock (5,500 underlying)

Holdings

Footnotes (7)

[F1]The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.
[F2]Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6.
[F3]Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7.
[F4]Based on Employee Savings Plan information as of 12-4-12, the latest date for which such information is reasonably available.
[F5]Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of 12-4-12.
[F6]Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
[F7]Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.

Documents

1 file