4//SEC Filing
CHAMBERS LAMAR M 4
Accession 0001127602-12-033166
CIK 0001305014other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 3:57 PM ET
Size
15.7 KB
Accession
0001127602-12-033166
Insider Transaction Report
Form 4
ASHLAND INC.ASH
CHAMBERS LAMAR M
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2012-12-05$10.72/sh+30,000$321,600→ 59,203 total - Tax Payment
Common Stock
2012-12-05$73.06/sh−15,269$1,115,553→ 39,288 total - Exercise/Conversion
Stock Appreciation Right
2012-12-05−30,000→ 31,200 totalExercise: $10.72From: 2009-11-20Exp: 2018-12-20→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2012-12-05$53.33/sh+5,500$293,315→ 29,203 total - Tax Payment
Common Stock
2012-12-05$73.06/sh−4,646$339,437→ 54,557 total - Exercise/Conversion
Stock Appreciation Right
2012-12-05−5,500→ 0 totalExercise: $53.33From: 2008-11-14Exp: 2017-12-14→ Common Stock (5,500 underlying)
Holdings
- 15,225(indirect: By 401(k))
Common Stock
- 2,738(indirect: Lesop)
Common Stock
Footnotes (7)
- [F1]The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.
- [F2]Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6.
- [F3]Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7.
- [F4]Based on Employee Savings Plan information as of 12-4-12, the latest date for which such information is reasonably available.
- [F5]Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of 12-4-12.
- [F6]Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- [F7]Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
Documents
Issuer
ASHLAND INC.
CIK 0001305014
Entity typeother
Related Parties
1- filerCIK 0001072302
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 3:57 PM ET
- Size
- 15.7 KB