4//SEC Filing
SCHARLAU CHARLES E 4
Accession 0001127602-12-033291
CIK 0000007332other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 1:39 PM ET
Size
25.2 KB
Accession
0001127602-12-033291
Insider Transaction Report
Form 4
SCHARLAU CHARLES E
Director
Transactions
- Will/Inheritance
Common Stock
2012-06-24+8,000→ 8,000 total(indirect: By Trust) - Other
Common Stock
2012-11-26−19,300→ 50,379 total(indirect: By Trust) - Award
Stock Options (Right to Buy)
2012-12-06+4,870→ 4,870 totalExercise: $34.50From: 2013-12-06Exp: 2019-12-06→ Common Stock (4,870 underlying) - Other
Common Stock
2012-02-01−100,000→ 430,669 total - Other
Common Stock
2012-02-01+100,000→ 100,000 total(indirect: By Trust) - Will/Inheritance
Common Stock
2012-06-24−8,000→ 0 total(indirect: By Spouse) - Other
Common Stock
2012-11-26+19,300→ 449,969 total - Award
Common Stock
2012-12-06+2,400→ 452,369 total
Holdings
- 6,000
Stock Options (Right to Buy)
Exercise: $27.18From: 2008-12-13Exp: 2014-12-13→ Common Stock (6,000 underlying) - 5,270
Stock Options (Right to Buy)
Exercise: $30.68From: 2009-12-11Exp: 2015-12-11→ Common Stock (5,270 underlying) - 4,450
Stock Options (Right to Buy)
Exercise: $36.87From: 2012-12-08Exp: 2018-12-08→ Common Stock (4,450 underlying) - 4,550
Stock Options (Right to Buy)
Exercise: $36.22From: 2011-12-09Exp: 2017-12-09→ Common Stock (4,550 underlying) - 6,000
Stock Options (Right to Buy)
Exercise: $20.34From: 2007-12-11Exp: 2013-12-11→ Common Stock (6,000 underlying) - 3,960
Stock Options (Right to Buy)
Exercise: $40.73From: 2010-12-10Exp: 2016-12-10→ Common Stock (3,960 underlying) - 523,794(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]On February 1, 2012, 100,000 shares of stock were transferred into a 2012 Grantor Retained Annuity Trust ("2012 GRAT") for the reporting person. The reporting person is the Trustee for the 2012 GRAT, and has indirect beneficial ownership of the stock.
- [F2]On November 26, 2012, 19,300 shares of stock were transferred out of the Charles Scharlau 2010 Grantor Retained Annuity Trust ("Charles Scharlau 2010 GRAT") and registered in the name of the reporting person. Therefore, the reporting person now has direct beneficial ownership of the stock.
- [F3]Restricted stock and nonqualified stock options granted in consideration of services as a director.
- [F4]Nonqualified stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control.
Documents
Issuer
SOUTHWESTERN ENERGY CO
CIK 0000007332
Entity typeother
Related Parties
1- filerCIK 0001103811
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 1:39 PM ET
- Size
- 25.2 KB