4//SEC Filing
Betters Ralph M 4
Accession 0001127602-12-034096
CIK 0001381668other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 12:56 PM ET
Size
20.4 KB
Accession
0001127602-12-034096
Insider Transaction Report
Form 4
Betters Ralph M
Chief Information Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-12-15−1,833→ 3,667 total→ Common Stock (1,833 underlying) - Exercise/Conversion
Common Stock
2012-12-15+1,833→ 1,833 total
Holdings
- 37,500
Employee Stock Option (right to buy)
Exercise: $11.96Exp: 2019-05-11→ Common Stock (37,500 underlying) - 3,600
Restricted Stock Units
→ Common Stock (3,600 underlying) - 100(indirect: By Children)
Common Stock
- 31,500
Employee Stock Option (right to buy)
Exercise: $14.00Exp: 2020-05-14→ Common Stock (31,500 underlying) - 126,500
Employee Stock Option (right to buy)
Exercise: $11.74Exp: 2018-08-10→ Common Stock (126,500 underlying) - 35,100
Restricted Stock Units
→ Common Stock (35,100 underlying) - 55,147(indirect: By 401(k))
Common Stock
- 4,614(indirect: By ESOP)
Common Stock
- 30,129(indirect: By Trust)
Common Stock
- 36,900
Employee Stock Option (right to buy)
Exercise: $8.61Exp: 2021-12-15→ Common Stock (36,900 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying)
Footnotes (10)
- [F1]As reported on a Form 4 dated December 20, 2011, the reporting person was granted 5,500 Restricted Stock Units ("RSUs") on December 19, 2011. These RSUs vest in three equal annual installments beginning December 15, 2012.
- [F10]As reported on a Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F2]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F4]As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning on May 14, 2011.
- [F5]As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010.
- [F6]As reported on a Form 4 dated August 13, 2008, the reporting person received a grant of 126,500 stock options that vest in four equal annual installments beginning on August 11, 2012.
- [F7]As reported on a Form 4 dated December 20, 2011, the reporting person received a grant of 36,900 stock options on December 19, 2011 that vest in three equal annual installments beginning December 15, 2012.
- [F8]As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
- [F9]As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001388154
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 12:56 PM ET
- Size
- 20.4 KB