4//SEC Filing
LEUCK RICHARD C 4
Accession 0001127602-12-034322
CIK 0001025835other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 2:22 PM ET
Size
14.1 KB
Accession
0001127602-12-034322
Insider Transaction Report
Form 4
LEUCK RICHARD C
Regional President
Transactions
- Exercise/Conversion
Restricted Share Units
2012-12-14−2,320→ 7,194 total→ Common Stock (2,320 underlying) - Exercise/Conversion
Common Stock
2012-12-14+2,320→ 4,941 total - Tax Payment
Common Stock
2012-12-14$12.90/sh−754$9,727→ 4,187 total
Holdings
- 34,149(indirect: By Trust)
Common Stock
- 10,500(indirect: By Trust)
Common Stock
- 12,500
Incentive Stock Option (Right to Buy)
Exercise: $13.40From: 2003-05-13Exp: 2013-05-13→ Common Stock (12,500 underlying) - 7,000(indirect: By IRA)
Common Stock
- 18,664
Common Stock
- 5,000
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]These shares are held jointly with spouse.
- [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001186811
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 2:22 PM ET
- Size
- 14.1 KB