FRANK HOWARD S 4
4 · CARNIVAL CORP · Filed Jan 17, 2013
Insider Transaction Report
Form 4
FRANK HOWARD S
DirectorVice Chairman & COO
Transactions
- Award
Common Stock
2013-01-15+77,492→ 201,936.941 total - Tax Payment
Common Stock
2013-01-15−28,680→ 173,256.941 total
Holdings
- 1,794(indirect: Howard S. Frank Grat #5)
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
- [F2]The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.
- [F3]Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award.
- [F4]Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.