4//SEC Filing
FRANK HOWARD S 4
Accession 0001127602-13-002151
CIK 0001125259other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 2:40 PM ET
Size
8.5 KB
Accession
0001127602-13-002151
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
FRANK HOWARD S
DirectorVice Chairman & COO
Transactions
- Award
Trust Shares (beneficial Interest In Special Voting Share)
2013-01-15+77,492→ 201,936.941 total - Tax Payment
Trust Shares (beneficial Interest In Special Voting Share)
2013-01-15$37.65/sh−28,680$1,079,802→ 173,256.941 total
Holdings
- 1,794(indirect: Howard S. Frank GRAT #5)
Trust Shares (beneficial Interest In Special Voting Share)
Footnotes (5)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
- [F3]The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by taking the closing price on the grant date.
- [F4]Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award.
- [F5]Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001243482
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 2:40 PM ET
- Size
- 8.5 KB