4//SEC Filing
Williams Frederica M 4
Accession 0001127602-13-002213
CIK 0000072741other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 6:48 PM ET
Size
6.8 KB
Accession
0001127602-13-002213
Insider Transaction Report
Form 4
Williams Frederica M
Other
Transactions
- Award
Common Shares, $5.00 par value
2013-01-15+2,545→ 4,004 total
Holdings
- 1,040
Phantom Shares
→ Common Shares, $5.00 par value (1,040 underlying)
Footnotes (3)
- [F1]Restricted share units that will vest on January 16, 2013, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
- [F2]The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
- [F3]Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.
Documents
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeother
Related Parties
1- filerCIK 0001544884
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 6:48 PM ET
- Size
- 6.8 KB