NORTHEAST UTILITIES·4

Jan 17, 6:58 PM ET

LACAMERA PAUL A 4

4 · NORTHEAST UTILITIES · Filed Jan 17, 2013

Insider Transaction Report

Form 4
Period: 2013-01-15
Transactions
  • Award

    Common Shares, $5.00 par value

    2013-01-15+2,5454,004 total
Holdings
  • Phantom Shares

    Common Shares, $5.00 par value (35,516 underlying)
    35,516
Footnotes (3)
  • [F1]Restricted share units that will vest on January 16, 2013, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
  • [F2]The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
  • [F3]Reporting Person's deferred compensation under the NSTAR Trustee Deferred Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT