Home/Filings/4/0001127602-13-002496
4//SEC Filing

PAUL R CHADWICK JR 4

Accession 0001127602-13-002496

CIK 0000700733other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 7:33 PM ET

Size

8.1 KB

Accession

0001127602-13-002496

Insider Transaction Report

Form 4
Period: 2013-01-22
Transactions
  • Award

    Phantom Stock (RSUs)

    2013-01-22$9.84/sh+5,494$54,06130,761.299 total
    Common Stock (5,494 underlying)
Holdings
  • Common Stock

    58,857
  • Common Stock

    (indirect: Cust. For Son (James))
    197.827
  • Common Stock

    (indirect: Cust. for Son (Richard))
    247.567
Footnotes (4)
  • [F1]Balance includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.
  • [F2]1 for 1
  • [F3]The phantom stock units granted under the National Penn Bancshares, Inc. Long-Term Incentive Compensation Plan are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement from the Board.
  • [F4]Balance includes Phantom stock units acquired upon "reinvestment of dividends accrued on phantom stock units under the Long-Term Incentive Compensation Plan. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Long-Term Incentive Compensation Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from the line item reporting under SEC Rule 16a-11.

Issuer

NATIONAL PENN BANCSHARES INC

CIK 0000700733

Entity typeother

Related Parties

1
  • filerCIK 0001262728

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 7:33 PM ET
Size
8.1 KB