Smith Donna N. 4
4 · ASSOCIATED BANC-CORP · Filed Jan 24, 2013
Insider Transaction Report
Form 4
Smith Donna N.
Executive Vice President
Transactions
- Award
Common Stock $0.01 Par Value
2013-01-22+3,200→ 44,728 total - Other
Common Stock $0.01 Par Value
2013-01-23+13,627→ 58,355 total - Award
Common Stock $0.01 Par Value
2013-01-22+6,401→ 41,528 total - Award
Non-qualified Stock Option (Right to Buy)
2013-01-22+23,609→ 23,609 totalExercise: $14.02Exp: 2023-01-22→ Common Stock $0.01 Par Value (23,609 underlying) - Other
Common Stock $.01 Par Value - Restricted Stock Unit
2013-01-23−13,627→ 0 total
Holdings
- 1,600
Perpetual Preferred Stock Series B (ABW pr B)
- 34,637
Non-qualified Stock Option (Right to Buy)
Exercise: $12.97Exp: 2022-01-23→ Common Stock $0.01 Par Value (34,637 underlying)
Footnotes (4)
- [F1]Shares of restricted stock vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
- [F2]Represents the time-based portion of performance-based restricted stock units which vest one year from the date of grant.
- [F3]Shares have been adjusted to reflect the settlement of performance-based restricted stock units that vested in accordance with the restricted stock unit award agreements.
- [F4]Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.