4//SEC Filing
HORN DAVID C 4
Accession 0001127602-13-002747
CIK 0000918160other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 5:38 PM ET
Size
11.1 KB
Accession
0001127602-13-002747
Insider Transaction Report
Form 4
HORN DAVID C
Sr. VP Gen Counsel & Secretary
Transactions
- Award
Performance Shares
2013-01-23+16,550→ 16,550 totalFrom: 2015-12-31Exp: 2015-12-31→ Common Stock (16,550 underlying) - Award
Common Stock
2013-01-23+21,500→ 245,105 total - Tax Payment
Common Stock
2013-01-23$4.59/sh−8,310$38,143→ 236,795 total - Award
Employee Stock Option (Right to Buy)
2013-01-23+28,400→ 28,400 totalExercise: $4.59From: 2014-01-23Exp: 2023-01-23→ Common Stock (28,400 underlying)
Footnotes (4)
- [F1]Options vest in three equal annual installments beginning one year after grant date.
- [F2]Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2013 and December 31, 2015 (the "Performance Period").
- [F3]This represents one half of the Performance Shares which were awarded on January 23, 2013 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
- [F4]The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period.
Documents
Issuer
AK STEEL HOLDING CORP
CIK 0000918160
Entity typeother
Related Parties
1- filerCIK 0001227057
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 5:38 PM ET
- Size
- 11.1 KB