4/A//SEC Filing
Howell Keith J 4/A
Accession 0001127602-13-002884
CIK 0000918160other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 4:31 PM ET
Size
10.8 KB
Accession
0001127602-13-002884
Insider Transaction Report
Form 4/AAmended
Howell Keith J
V.P. Carbon Steel Operations
Transactions
- Award
Performance Shares
2013-01-23+9,000→ 9,000 totalFrom: 2015-12-31Exp: 2015-12-31→ Common Stock (9,000 underlying) - Award
Common Stock
2013-01-23+11,700→ 78,480 total - Award
Employee Stock Option (Right to Buy)
2013-01-23+15,500→ 15,500 totalExercise: $4.59From: 2014-01-23Exp: 2023-01-23→ Common Stock (15,500 underlying)
Footnotes (12)
- [F1]Shares granted were originally under reported by 1,100.
- [F10]The underlying security amount was originally under reported by 800.
- [F11]The number of shares of Common Stock underlying this grant of the Performance Shares will be 0 to 1.5 times the number of Performance Shares granted depending on the CAGR achieved during the Performance Period.
- [F12]The balance following the transaction was originally under reported by 800.
- [F2]Balance following transaction were originally under reported by 1,100.
- [F3]Options granted were originally under reported by 1,400.
- [F4]Options vest in three equal annual installments beginning one year after grant date.
- [F5]The underlying security amount was originally under reported by 1,400.
- [F6]The balance following the transaction was originally under reported by 1,400.
- [F7]Each Performance Share represents a contingent right to receive 0 to 1.5 shares of Common Stock. The conversion rate (0, .5, 1 or 1.5) ultimately applied to these Performance Shares will be determined based on the compounded annual growth rate ("CAGR") of the Common Stock between January 1, 2013 and December 31, 2015 (the "Performance Period").
- [F8]Performance shares granted were originally under reported by 800.
- [F9]This represents one half of the Performance Shares which were awarded on January 23, 2013 and are required to be reported at this time because they constitute derivative securities. The other half do not constitute derivative securities and therefore are not required to be reported at this time.
Documents
Issuer
AK STEEL HOLDING CORP
CIK 0000918160
Entity typeother
Related Parties
1- filerCIK 0001492859
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 4:31 PM ET
- Size
- 10.8 KB