Home/Filings/4/0001127602-13-002991
4//SEC Filing

RICHMOND STEVEN DANIEL 4

Accession 0001127602-13-002991

CIK 0000101594other

Filed

Jan 28, 7:00 PM ET

Accepted

Jan 29, 12:30 PM ET

Size

11.1 KB

Accession

0001127602-13-002991

Insider Transaction Report

Form 4
Period: 2013-01-28
Transactions
  • Award

    Common Stock

    2013-01-28$1.50/sh+12,539$18,80956,849 total(indirect: By Esop)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $2.32From: 2013-07-11Exp: 2022-07-10Common Stock (25,000 underlying)
    25,000
  • Stock Option (Right to Buy)

    Exercise: $2.46From: 2005-07-01Exp: 2014-06-30Common Stock (50,000 underlying)
    50,000
  • Stock Option (Right to Buy)

    Exercise: $4.97From: 2008-01-01Exp: 2017-07-26Common Stock (75,000 underlying)
    75,000
  • Common Stock

    12,711
  • Stock Option (Right to Buy)

    Exercise: $2.52From: 2009-09-22Exp: 2018-09-21Common Stock (30,000 underlying)
    30,000
Footnotes (6)
  • [F1]Shares issued in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
  • [F2]Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
  • [F3]Stock options granted under the Issuer's 2012 Equity Plan which vest in three (3) equal annual installments beginning one year from the grant date.
  • [F4]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009
  • [F5]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
  • [F6]Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.

Issuer

US ENERGY CORP

CIK 0000101594

Entity typeother

Related Parties

1
  • filerCIK 0001557642

Filing Metadata

Form type
4
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 12:30 PM ET
Size
11.1 KB