4//SEC Filing
LARSEN KEITH G 4
Accession 0001127602-13-002996
CIK 0000101594other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 1:28 PM ET
Size
14.0 KB
Accession
0001127602-13-002996
Insider Transaction Report
Form 4
US ENERGY CORPUSEG
LARSEN KEITH G
DirectorCHAIRMAN & CEO
Transactions
- Other
Common Stock
2013-01-28$1.50/sh+34,464$51,696→ 222,524 total(indirect: By Immediate Family) - Award
Common Stock
2013-01-28$1.50/sh+16,667$25,001→ 114,623 total(indirect: By Esop)
Holdings
- 75,000
Stock Option (Right to Buy)
Exercise: $2.52From: 2009-09-22Exp: 2018-09-21→ Common Stock (75,000 underlying) - 100,000
Stock Options (Right to Buy)
Exercise: $3.86From: 2005-10-14Exp: 2015-10-13→ Common Stock (100,000 underlying) - 466,513(indirect: By Trust)
Common Stock
- 450,275
Common Stock
- 150,000
Stock Options (Right to Buy)
Exercise: $4.97From: 2008-01-01Exp: 2017-07-26→ Common Stock (150,000 underlying) - 59,350
Stock Options (Right to Buy)
Exercise: $2.46From: 2004-07-01Exp: 2014-06-30→ Common Stock (59,350 underlying)
Footnotes (8)
- [F1]Shares issued in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
- [F2]Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
- [F3]Shares issued to be held in ESOP accounts established for the benefit of members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
- [F4]Includes shares held in ESOP accounts established to benefit members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
- [F5]As a result of the settlement of Mr. John L. Larsen's Estate, 466,513 shares of U.S. Energy common stock were put into a Family Trust. Keith Larsen is John L. Larsen's son and serves as the Co-Trustee of a Family Trust.
- [F6]Stock options granted under the Issuer's 2012 Equity Plan which vest in three (3) equal annual installments beginning one year from the grant date.
- [F7]Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
- [F8]Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
Documents
Issuer
US ENERGY CORP
CIK 0000101594
Entity typeother
Related Parties
1- filerCIK 0001065872
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 1:28 PM ET
- Size
- 14.0 KB