4//SEC Filing
Watts John F 4
Accession 0001127602-13-003741
CIK 0000714530other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 11:33 AM ET
Size
12.1 KB
Accession
0001127602-13-003741
Insider Transaction Report
Form 4
Watts John F
DirectorOther
Transactions
- Small Acquisition
Common Stock
2013-01-28$5.39/sh+103$555→ 45,336 total(indirect: By Trust) - Small Acquisition
Common Stock
2013-01-25$5.40/sh+950$5,134→ 45,233 total(indirect: By Trust)
Holdings
- 7,211
Common Stock
- 639(indirect: By Trust)
Common Stock
- 880
Series B Preferred Stock
Exercise: $4.40→ Common Stock (20,000 underlying) - 165(indirect: By Trust)
Series B Preferred Stock
Exercise: $4.40→ Common Stock (3,750 underlying) - 1,900(indirect: By IRA)
Common Stock
- 68(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
- [F2]Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100/$4.40.
- [F3]The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
- [F4]The Series B Preferred Stock is perpetual, and thus has no expiration date.
Documents
Issuer
NEWBRIDGE BANCORP
CIK 0000714530
Entity typeother
Related Parties
1- filerCIK 0001324778
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 11:33 AM ET
- Size
- 12.1 KB