4//SEC Filing
JANUS CAPITAL GROUP INC 4
Accession 0001127602-13-004552
CIK 0001065865operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 6:20 PM ET
Size
14.6 KB
Accession
0001127602-13-004552
Insider Transaction Report
Form 4
BEERY ROBIN C
EVP, Chief Marketing Officer
Transactions
- Sale
Common Stock
2013-02-04$9.26/sh−15,259$141,283→ 222,095 total
Holdings
- 9,210(indirect: Held By ESOP)
Common Stock
- 21,208
Stock Options (Right to Buy)
Exercise: $27.54From: 2011-02-01Exp: 2015-01-31→ Common Stock (21,208 underlying) - 99,801
Stock Options (Right to Buy)
Exercise: $27.54From: 2012-02-01Exp: 2015-01-31→ Common Stock (99,801 underlying) - 14,264
Stock Options (Right to Buy)
Exercise: $5.32From: 2013-02-01Exp: 2016-01-30→ Common Stock (14,264 underlying) - 1
Stock Option (Right to Buy) And Lsar
Exercise: $16.24From: 2007-01-02Exp: 2014-02-03→ Common Stock (1 underlying) - 18,992
Stock Options (Right to Buy)
Exercise: $11.78Exp: 2017-02-05→ Common Stock (18,992 underlying) - 27,380
Stock Options (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (27,380 underlying) - 26,610
Stock Options (Right to Buy)
Exercise: $21.01From: 2011-02-01Exp: 2014-02-01→ Common Stock (26,610 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs that were unvested as of January 1, 2005 have been terminated.
- [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001065865
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 6:20 PM ET
- Size
- 14.6 KB