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4//SEC Filing

GRISSOM J DAVID 4

Accession 0001127602-13-004574

CIK 0001041061other

View on SEC.gov Company Profile

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 10:35 AM ET

Size

34.5 KB

Accession

0001127602-13-004574

Insider Transaction Report

Form 4

Period: 2013-02-06

YUM BRANDS INCYUM

GRISSOM J DAVID

Director

Transactions

Exercise/Conversion
Common Stock
2013-02-06$29.60/sh+4,530$134,099→ 86,463.24 total
Disposition to Issuer
Common Stock
2013-02-06$62.78/sh−2,137$134,161→ 84,326.24 total
Exercise/Conversion
Common Stock
2013-02-06$38.62/sh+3,510$135,539→ 87,836.24 total
Exercise/Conversion
Common Stock
2013-02-06$30.60/sh+3,887$118,942→ 89,564.24 total
Disposition to Issuer
Common Stock
2013-02-06$62.78/sh−1,895$118,968→ 87,669.24 total
Exercise/Conversion
Common Stock
2013-02-06$33.60/sh+3,679$123,614→ 91,348.24 total
Disposition to Issuer
Common Stock
2013-02-06$62.78/sh−1,938$121,668→ 89,410.24 total
Exercise/Conversion
Common Stock
2013-02-06$50.54/sh+3,202$161,829→ 92,612.24 total
Disposition to Issuer
Common Stock
2013-02-06$62.78/sh−2,578$161,847→ 90,034.24 total
Exercise/Conversion
Common Stock
2013-02-06$52.62/sh+2,871$151,072→ 92,905.24 total
Disposition to Issuer
Common Stock
2013-02-06$62.78/sh−2,159$135,542→ 85,677.24 total
Exercise/Conversion
Stock Appreciation Right
2013-02-06−4,530→ 0 total
Exercise: $29.60From: 2007-11-07Exp: 2016-11-07→ Common Stock (4,530 underlying)
Exercise/Conversion
Stock Appreciation Right
2013-02-06−3,510→ 0 total
Exercise: $38.62From: 2008-11-06Exp: 2017-11-06→ Common Stock (3,510 underlying)
Exercise/Conversion
Stock Appreciation Right
2013-02-06−3,202→ 0 total
Exercise: $50.54From: 2010-11-02Exp: 2020-11-02→ Common Stock (3,202 underlying)
Exercise/Conversion
Stock Appreciation Right
2013-02-06−2,871→ 0 total
Exercise: $52.62From: 2011-11-01Exp: 2021-11-01→ Common Stock (2,871 underlying)
Disposition to Issuer
Common Stock
2013-02-06$62.78/sh−2,407$151,111→ 90,498.24 total
Exercise/Conversion
Stock Appreciation Right
2013-02-06−3,887→ 0 total
Exercise: $30.60From: 2009-11-04Exp: 2018-11-04→ Common Stock (3,887 underlying)
Exercise/Conversion
Stock Appreciation Right
2013-02-06−3,679→ 0 total
Exercise: $33.06From: 2009-11-03Exp: 2019-11-03→ Common Stock (3,679 underlying)

Holdings

Common Stock
(indirect: By IRA)
10,000
Common Stock
(indirect: By Indep. Retirement Acct. #1)
5,400
Common Stock
(indirect: By Indep. Retirement Acct. #4)
10,600

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

YUM BRANDS INC

CIK 0001041061

Entity typeother

Related Parties

1

filerCIK 0000941418

Filing Metadata

Form type: 4
Filed: Feb 6, 7:00 PM ET
Accepted: Feb 7, 10:35 AM ET
Size: 34.5 KB

View on SEC.gov