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FRANKLIN RESOURCES INC·4

Feb 19, 3:33 PM ET

LUSK JOHN M 4

4 · FRANKLIN RESOURCES INC · Filed Feb 19, 2013

Insider Transaction Report

Form 4
Period: 2013-02-15
FRANKLIN RESOURCES INCBEN
LUSK JOHN M
EVP-Portfolio Operations
Transactions
  • Exercise/Conversion

    Common Stock, par value $.10

    2013-02-15$45.50/sh+3,247$147,739→ 21,756.358 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-02-15−3,247→ 0 total
    Exercise: $45.50From: 2004-09-30Exp: 2013-11-11→ Common Stock, par value $.10 (3,247 underlying)
Holdings

  • Common Stock, par value $.10

    (indirect: By 401(k))
    451.148

  • Common Stock, par value $.10

    (indirect: By Trust)
    19,587
Footnotes (5)
  • [F1]Reflects adjustment in connection with the special cash dividend paid by Frankin Resources, Inc. on December 20, 2012.
  • [F2]Of the amount of securities beneficially owned, 13,095 shares represent unvested restricted stock awards.
  • [F3]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of December 31, 2012.
  • [F4]Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
  • [F5]Not applicable.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT