4//SEC Filing
LUSK JOHN M 4
Accession 0001127602-13-006688
CIK 0000038777other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 3:33 PM ET
Size
8.8 KB
Accession
0001127602-13-006688
Insider Transaction Report
Form 4
LUSK JOHN M
EVP-Portfolio Operations
Transactions
- Exercise/Conversion
Common Stock, par value $.10
2013-02-15$45.50/sh+3,247$147,739→ 21,756.358 total - Exercise/Conversion
Stock Option (Right to Buy)
2013-02-15−3,247→ 0 totalExercise: $45.50From: 2004-09-30Exp: 2013-11-11→ Common Stock, par value $.10 (3,247 underlying)
Holdings
- 451.148(indirect: By 401(k))
Common Stock, par value $.10
- 19,587(indirect: By Trust)
Common Stock, par value $.10
Footnotes (5)
- [F1]Reflects adjustment in connection with the special cash dividend paid by Frankin Resources, Inc. on December 20, 2012.
- [F2]Of the amount of securities beneficially owned, 13,095 shares represent unvested restricted stock awards.
- [F3]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of December 31, 2012.
- [F4]Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
- [F5]Not applicable.
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001278555
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 3:33 PM ET
- Size
- 8.8 KB