Unum Group·4

Feb 22, 5:54 PM ET

Horn Randall C 4

4 · Unum Group · Filed Feb 22, 2013

Insider Transaction Report

Form 4
Period: 2013-02-20
Horn Randall C
EVP, President & CEO, Colonial
Transactions
  • Award

    Common Stock

    2013-02-20+13,023141,925 total
  • Tax Payment

    Common Stock

    2013-02-21$23.97/sh1,998$47,892139,927 total
  • Award

    Employee Stock Option (right to buy)

    2013-02-20+10,77510,775 total
    Exercise: $24.25Exp: 2021-02-20Common Stock (10,775 underlying)
Footnotes (6)
  • [F1]All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 20, 2014.
  • [F2]Includes 47,587 stock-settled RSUs and 94,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  • [F3]Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 816.049 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
  • [F4]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,658.600 stock-settled RSUs.
  • [F5]Includes 41,928 stock-settled RSUs and 97,999 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  • [F6]The options vest in three equal annual installments beginning on February 20, 2014.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT