4//SEC Filing
SMITH JOHN ALEXANDER 4
Accession 0001127602-13-008934
CIK 0001049502other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 1:04 PM ET
Size
13.7 KB
Accession
0001127602-13-008934
Insider Transaction Report
Form 4
SMITH JOHN ALEXANDER
V.P. & Chief Tech Officer
Transactions
- Sale
Common Stock
2013-03-01$26.75/sh−1,629$43,576→ 0.446 total - Exercise/Conversion
Common Stock
2013-02-28+1,419.054→ 1,419.446 total - Exercise/Conversion
Restricted Stock Unit
2013-02-28−999→ 6,246.397 total→ Common Stock (999 underlying) - Exercise/Conversion
Common Stock
2013-02-28+999→ 2,418.446 total - Tax Payment
Common Stock
2013-02-28$27.14/sh−789$21,413→ 1,629.446 total - Exercise/Conversion
Restricted Stock Unit
2013-02-28−1,419.054→ 8,980.431 total→ Common Stock (1,419.054 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]This transaction was executed in multiple trades at prices ranging from $26.74 to $26.75 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
- [F4]These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
- [F5]The RSUs vest in equal annual installments over three years.
Documents
Issuer
MKS INSTRUMENTS INC
CIK 0001049502
Entity typeother
Related Parties
1- filerCIK 0001202768
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 1:04 PM ET
- Size
- 13.7 KB