4//SEC Filing
SMITH JOHN ALEXANDER 4
Accession 0001127602-13-009199
CIK 0001049502other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 1:59 PM ET
Size
11.9 KB
Accession
0001127602-13-009199
Insider Transaction Report
Form 4
SMITH JOHN ALEXANDER
V.P. & Chief Tech Officer
Transactions
- Exercise/Conversion
Common Stock
2013-03-04+2,250→ 2,250.446 total - Exercise/Conversion
Common Stock
2013-03-04+1,667→ 3,917.446 total - Tax Payment
Common Stock
2013-03-04$26.96/sh−1,278$34,455→ 2,639.446 total - Exercise/Conversion
Restricted Stock Unit
2013-03-04−2,250→ 6,730.431 total→ Common Stock (2,250 underlying) - Exercise/Conversion
Restricted Stock Unit
2013-03-04−1,667→ 4,579.397 total→ Common Stock (1,667 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
- [F4]The RSUs vest in equal annual installments over three years.
Documents
Issuer
MKS INSTRUMENTS INC
CIK 0001049502
Entity typeother
Related Parties
1- filerCIK 0001202768
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 1:59 PM ET
- Size
- 11.9 KB