SMITH JOHN ALEXANDER 4
4 · MKS INSTRUMENTS INC · Filed Mar 5, 2013
Insider Transaction Report
Form 4
SMITH JOHN ALEXANDER
V.P. & Chief Tech Officer
Transactions
- Exercise/Conversion
Common Stock
2013-03-04+2,250→ 2,250.446 total - Exercise/Conversion
Common Stock
2013-03-04+1,667→ 3,917.446 total - Tax Payment
Common Stock
2013-03-04$26.96/sh−1,278$34,455→ 2,639.446 total - Exercise/Conversion
Restricted Stock Unit
2013-03-04−2,250→ 6,730.431 total→ Common Stock (2,250 underlying) - Exercise/Conversion
Restricted Stock Unit
2013-03-04−1,667→ 4,579.397 total→ Common Stock (1,667 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
- [F4]The RSUs vest in equal annual installments over three years.