HOLLIS MARK CLAYTON 4
4 · PUBLIX SUPER MARKETS INC · Filed Mar 5, 2013
Insider Transaction Report
Form 4
HOLLIS MARK CLAYTON
Vice President
Transactions
- Other
Common Stock
2013-02-15$22.50/sh−6,220$139,950→ 747,918 total(indirect: By Trust) - Award
SERP Stock
2013-03-01$23.20/sh+73.777$1,712→ 73.777 total(indirect: By SERP)→ Common Stock (73.777 underlying) - Gift
Common Stock
2013-02-26$22.50/sh+622$13,995→ 881 total(indirect: By Spouse) - Gift
Common Stock
2013-02-26$22.50/sh+2,488$55,980→ 251,792 total(indirect: By Trust)
Holdings
- 257,460
Common Stock
- 4,150(indirect: By Children)
Common Stock
- 135,000(indirect: By Trust)
Common Stock
- 90,879(indirect: By Trust)
Common Stock
- 754,138(indirect: By Trust)
Common Stock
- 66,006(indirect: By Trust)
Common Stock
- 298,317(indirect: By Trust)
Common Stock
- 1,692.095(indirect: By 401(k))
Common Stock
- 52,457.413(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F2]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F3]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.