4//SEC Filing
LEUCK RICHARD C 4
Accession 0001127602-13-010020
CIK 0001025835other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 8:46 AM ET
Size
11.8 KB
Accession
0001127602-13-010020
Insider Transaction Report
Form 4
LEUCK RICHARD C
Regional President
Transactions
- Gift
Common Stock
2013-03-07−1,000→ 9,500 total(indirect: By Trust)
Holdings
- 12,500
Incentive Stock Option (Right to Buy)
Exercise: $13.40From: 2003-05-13Exp: 2013-05-13→ Common Stock (12,500 underlying) - 5,000
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (5,000 underlying) - 7,000(indirect: By IRA)
Common Stock
- 4,187
Common Stock
- 34,149(indirect: By Trust)
Common Stock
- 18,664
Common Stock
- 7,194
Restricted Share Units
→ Common Stock (7,194 underlying)
Footnotes (4)
- [F1]These shares are held jointly with spouse.
- [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001186811
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 8:46 AM ET
- Size
- 11.8 KB