4//SEC Filing
Barger Matthew R 4
Accession 0001127602-13-010423
CIK 0001517302other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 1:57 PM ET
Size
12.6 KB
Accession
0001127602-13-010423
Insider Transaction Report
Form 4
Barger Matthew R
Director
Transactions
- Award
Class C Common Stock, par value $0.01 per share
2013-03-12+1,242,002→ 1,242,002 total - Award
Class A Common Stock, par value $0.01 per share
2013-03-12+3,334→ 3,334 total - Award
Class A Common Units of Artisan Partners Holdings LP
2013-03-12+1,242,002→ 1,242,002 total→ Class A Common Stock, par value $0.01 per share (1,242,002 underlying)
Footnotes (2)
- [F1]On March 12, 2013, each holder of a Class A Common Unit of Artisan Partners Holdings LP received a number of shares of Class C Common Stock of Artisan Partners Asset Management Inc. (the "Company") equal to the number of Class A Common Units held by such person. Shares of Class C Common Stock do not have economic rights.
- [F2]Each Class A Common Unit of Artisan Partners Holdings LP ("Holdings") became exchangeable for one share of Class A Common Stock of the Company upon effectiveness of the Fourth Amended and Restated Limited Partnership Agreement of Holdings and an Exchange Agreement among the Company and each holder of limited partnership units of Holdings (the "Exchange Agreement"), each of which became effective on the closing date of the Company's IPO. Pursuant to the Exchange Agreement, following the first anniversary of the closing, each holder of Class A Common Units will have the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class A Common Units for an equal number of shares of Class A Common Stock of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by such holder will be cancelled. The Class A Common Units have no expiration date.
Issuer
Artisan Partners Asset Management Inc.
CIK 0001517302
Entity typeother
Related Parties
1- filerCIK 0001390196
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 1:57 PM ET
- Size
- 12.6 KB