4//SEC Filing
ALEXANDER ANTHONY J 4
Accession 0001127602-13-010490
CIK 0001031296other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:26 PM ET
Size
20.6 KB
Accession
0001127602-13-010490
Insider Transaction Report
Form 4
ALEXANDER ANTHONY J
Pres. & Chief Exec. Officer
Transactions
- Exercise/Conversion
RSUP14
2013-03-08−36,712→ 0 totalFrom: 2013-03-08Exp: 2013-03-08→ Common Stock (36,712 underlying) - Tax Payment
Common Stock
2013-03-08$40.82/sh−53,268$2,174,400→ 408,690.965 total - Award
Common Stock
2013-03-08$40.82/sh+74,959$3,059,826→ 461,958.965 total - Exercise/Conversion
Common Stock
2013-03-08$40.82/sh+36,712$1,498,584→ 386,999.965 total - Award
RSUP18
2013-03-08$40.82/sh+63,193$2,579,538→ 63,193 totalFrom: 2016-03-01Exp: 2016-03-01→ Common Stock (63,193 underlying)
Holdings
- 105,250(indirect: By Children)
Common Stock
- 39,698
RSUP16
From: 2014-03-04Exp: 2014-03-04→ Common Stock (39,698 underlying) - 200,643
Stock Options (Right to Buy)
Exercise: $37.75From: 2013-04-30Exp: 2021-02-25→ Common Stock (200,643 underlying) - 32,954.382(indirect: By Trust)
Common Stock
- 43,985.782
Phantom / Retirement
→ Common Stock (43,985.782 underlying) - 60,045
RSUP17
From: 2015-03-05Exp: 2015-03-05→ Common Stock (60,045 underlying) - 263(indirect: By Children)
Common Stock
- 54,742.073(indirect: GRAT)
Common Stock
Footnotes (6)
- [F1]RSUP14 award listed in Table II has been reported at 50% of the original grant amount, as that represents the minimum amount guaranteed to be paid out upon vesting. Because of the performance targets were achieved, the award was paid out on March 8, 2013 at a performance rate of 150%. The shares coded "A" represent that portion attributable to this performance adjustment. The shares coded "F" were withheld to cover income tax obligations associated with the payout.
- [F2]1 for 1
- [F3]This transaction is a performance-adjusted restricted stock unit grant (RSUP18) of which 50% is reflected in table II. Of the total shares granted, 50% of the shares are subject to forfeiture if the performance goals are not met. The full grant can be adjusted upward by an additional 50% if the 3-year goals are achieved.
- [F4]These shares represent Anthony J. Alexander's child's savings plan shares. Mr. Alexander disclaims beneficial ownership of these shares.
- [F5]These shares represent gifts of securities by Mr. Alexander to his children, who share his household. Mr. Alexander disclaims beneficial ownership of these shares.
- [F6]This transaction reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee.
Documents
Issuer
FIRSTENERGY CORP
CIK 0001031296
Entity typeother
Related Parties
1- filerCIK 0001127129
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:26 PM ET
- Size
- 20.6 KB