CLARIOND EUGENIO 4
4 · JOHNSON CONTROLS INC · Filed Apr 2, 2013
Insider Transaction Report
Form 4
CLARIOND EUGENIO
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2013-04-01$34.43/sh+798.722$27,500→ 53,740.785 total→ Common Stock (798.722 underlying)
Holdings
- 2,419.94
Phantom Stock Units / Directors' Retirement Stock Plan
→ Common Stock (2,419.94 underlying) - 370,743(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The Phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.