4//SEC Filing
RATCLIFFE PETER GERVIS 4
Accession 0001127602-13-013941
CIK 0001125259other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 2:35 PM ET
Size
9.4 KB
Accession
0001127602-13-013941
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
RATCLIFFE PETER GERVIS
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2013-04-15−3,088→ 0 totalExercise: $0.00From: 2013-04-13→ Trust Shares (beneficial Interest In Special Voting Share) (3,088 underlying) - Exercise/Conversion
Trust Shares (beneficial Interest In Special Voting Share)
2013-04-15+3,088→ 20,424 total - Award
Trust Shares (beneficial Interest In Special Voting Share)
2013-04-15+279→ 20,703 total
Footnotes (4)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Represents shares released from restriction from a Restricted Stock Unit award granted in 2010.
- [F3]Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2010, which has now vested.
- [F4]No expiration date, RSU's either vest or are forfeited.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001243490
Filing Metadata
- Form type
- 4
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 2:35 PM ET
- Size
- 9.4 KB