4//SEC Filing
AMERICAN EXPRESS CO 4
Accession 0001127602-13-014237
$AXPCIK 0000004962operating
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 5:53 PM ET
Size
11.1 KB
Accession
0001127602-13-014237
Insider Transaction Report
Form 4
SCHICK THOMAS A
EVP-Corp. Affairs
Transactions
- Sale
Common Stock
2013-04-19$65.40/sh−5,146$336,548→ 29,745.537 total - Sale
Common Stock
2013-04-19$65.40/sh−109,854$7,184,452→ 34,891.537 total - Exercise/Conversion
Common Stock
2013-04-19$51.87/sh+115,000$5,964,475→ 144,745.537 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-19−115,000→ 0 totalExercise: $51.87From: 2007-01-23Exp: 2016-01-23→ Common Stock (115,000 underlying)
Holdings
- 1,120.98(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
- [F2]The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
- [F3]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F4]These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000004962
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 5:53 PM ET
- Size
- 11.1 KB