AMERICAN EXPRESS CO 4

4 · AMERICAN EXPRESS CO · Filed Apr 19, 2013

Form 4

Period: 2013-04-19

EVP-Corp. Affairs

Transactions

Sale
Common Stock
2013-04-19$65.40/sh−5,146$336,548→ 29,745.537 total
Sale
Common Stock
2013-04-19$65.40/sh−109,854$7,184,452→ 34,891.537 total
Exercise/Conversion
Common Stock
2013-04-19$51.87/sh+115,000$5,964,475→ 144,745.537 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-19−115,000→ 0 total
Exercise: $51.87From: 2007-01-23Exp: 2016-01-23→ Common Stock (115,000 underlying)

Holdings

Footnotes (4)

[F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
[F2]The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
[F3]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
[F4]These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Documents

1 file