4//SEC Filing
Strayer Jacqueline F 4
Accession 0001127602-13-014430
CIK 0000053669other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 3:35 PM ET
Size
16.9 KB
Accession
0001127602-13-014430
Insider Transaction Report
Form 4
Strayer Jacqueline F
Vice President
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-24−9,500→ 9,500 totalExercise: $30.54From: 2012-10-01Exp: 2020-10-01→ Common Stock (9,500 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-24−25,000→ 0 totalExercise: $24.87From: 2011-10-01Exp: 2019-10-01→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2013-04-24$28.79/sh+25,000$719,750→ 40,003.98 total - Exercise/Conversion
Common Stock
2013-04-24$24.87/sh+25,000$621,750→ 65,003.98 total - Exercise/Conversion
Common Stock
2013-04-24$30.54/sh+9,500$290,130→ 74,503.98 total - Sale
Common Stock
2013-04-24$33.88/sh−59,500$2,015,836→ 15,003.98 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-04-24−25,000→ 0 totalExercise: $28.79From: 2010-10-01Exp: 2018-10-01→ Common Stock (25,000 underlying)
Holdings
- 4,092.928(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions in prices ranging from $33.82 to $33.96, inclusive. The reporting person undertakes to provide to Johnson Controls, any security holder of Johnson Controls, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
- [F2]The number of underlying securities is based on the stock fund balance on April 23, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an April 23, 2013, stock fund price of $33.49 per share, and includes a company match of 667.609 phantom stock units acquired on February 14, 2013 at $31.83.
- [F3]Fifty percent of the options vest after two years and the remaining 50% vests after three years.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001445935
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 3:35 PM ET
- Size
- 16.9 KB