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4//SEC Filing

Smith Lawrence G 4

Accession 0001127602-13-015883

CIK 0000101382other
View on SEC.govCompany Profile

Filed

May 6, 8:00 PM ET

Accepted

May 7, 12:40 PM ET

Size

28.7 KB

Accession

0001127602-13-015883

Insider Transaction Report

Form 4
Period: 2013-05-06
UMB FINANCIAL CORPUMBF
Smith Lawrence G
Executive Vice President
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-06−2,378→ 2,379 total
    Exercise: $37.84From: 2013-01-01Exp: 2020-01-01→ Common Stock (2,378 underlying)
  • Exercise/Conversion

    Common Stock

    2013-05-06$37.73/sh+1,333$50,294→ 9,244.735 total
  • Exercise/Conversion

    Common Stock

    2013-05-06$41.37/sh+1,139$47,120→ 10,383.735 total
  • Exercise/Conversion

    Common Stock

    2013-05-06$37.84/sh+2,378$89,984→ 12,761.735 total
  • Sale

    Common Stock

    2013-05-06$50.58/sh−200$10,116→ 12,561.735 total
  • Sale

    Common Stock

    2013-05-06$50.60/sh−77$3,896→ 12,284.735 total
  • Sale

    Common Stock

    2013-05-06$50.45/sh−1,828$92,223→ 9,794.735 total
  • Sale

    Common Stock

    2013-05-06$50.47/sh−200$10,094→ 9,244.735 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-06−1,333→ 0 total
    Exercise: $37.73From: 2011-01-01Exp: 2018-01-01→ Common Stock (1,333 underlying)
  • Sale

    Common Stock

    2013-05-06$50.59/sh−200$10,118→ 12,361.735 total
  • Sale

    Common Stock

    2013-05-06$50.38/sh−662$33,351→ 11,622.735 total
  • Sale

    Common Stock

    2013-05-06$50.46/sh−350$17,661→ 9,444.735 total
  • Sale

    Common Stock

    2013-05-06$50.61/sh−833$42,158→ 8,411.735 total
  • Sale

    Common Stock

    2013-05-06$50.62/sh−500$25,308→ 7,911.735 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-06−1,139→ 1,139 total
    Exercise: $41.37From: 2012-01-01Exp: 2019-01-01→ Common Stock (1,139 underlying)
Holdings

  • Common Stock

    (indirect: by ESOP)
    176.695

  • Common Stock

    (indirect: By 401(k))
    843.585
Footnotes (6)
  • [F1]Includes shares acquired through dividend reinvestment of restricted stock shares
  • [F2]Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
  • [F3]Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report
  • [F4]Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
  • [F5]Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
  • [F6]Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015

Documents

1 file

Issuer

UMB FINANCIAL CORP

CIK 0000101382

→
Entity typeother

Related Parties

1
  • filerCIK 0001397703

Filing Metadata

Form type
4
Filed
May 6, 8:00 PM ET
Accepted
May 7, 12:40 PM ET
Size
28.7 KB
View on SEC.gov