LEUCK RICHARD C 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed May 10, 2013
Insider Transaction Report
Form 4
LEUCK RICHARD C
Regional President
Transactions
- Award
Restricted Share Units
2013-05-08+7,396→ 14,590 total→ Common Stock (7,396 underlying)
Holdings
- 4,187
Common Stock
- 7,000(indirect: By IRA)
Common Stock
- 18,664
Common Stock
- 5,000
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (5,000 underlying) - 34,149(indirect: By Trust)
Common Stock
- 9,500(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]These shares are held jointly with spouse.
- [F2]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F3]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F4]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.