4//SEC Filing
ROELL STEPHEN A 4
Accession 0001127602-13-016523
CIK 0000053669other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 11:50 AM ET
Size
11.1 KB
Accession
0001127602-13-016523
Insider Transaction Report
Form 4
ROELL STEPHEN A
DirectorChief Executive Officer
Transactions
- Gift
Common Stock
2012-11-27−5,565→ 666,267 total - Exercise/Conversion
Common Stock
2013-05-10$22.56/sh+525,000$11,844,893→ 1,191,267 total - Sale
Common Stock
2013-05-10$36.35/sh−525,000$19,085,798→ 666,267 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-05-10−525,000→ 0 totalExercise: $22.56From: 2007-11-16Exp: 2015-11-16→ Common Stock (525,000 underlying)
Holdings
- 36,555.91(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.15 to $36.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- [F2]The number of underlying securities is based on the stock fund balance on May 10, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a May 10, 2013, stock fund price of $36.47 per share, and includes a company match of 353.44. phantom stock units acquired on February 14, 2013 at $31.83.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001012282
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 11:50 AM ET
- Size
- 11.1 KB