JOHNSON RUPERT H JR 4
4 · FRANKLIN RESOURCES INC · Filed May 17, 2013
Insider Transaction Report
Form 4
JOHNSON RUPERT H JR
DirectorVice Chairman10% Owner
Transactions
- Gift
Common Stock, par value $.10
2012-12-19−331,200→ 34,980,015 total - Sale
Common Stock, par value $.10
2013-05-16$167.10/sh−150,000$25,065,000→ 402,245 total(indirect: By IRA)
Holdings
- 7,085.103(indirect: By 401(k))
Common Stock, par value $.10
- 3,372(indirect: By Spouse)
Common Stock, par value $.10
Footnotes (5)
- [F1]Includes 160,000 shares donated by Reporting Person to a charitable donor advised fund.
- [F2]Not applicable.
- [F3]Pursuant to an in-kind share transfer on December 3, 2012, balance includes 300,000 shares previously reported by the Reporting Person as indirect shares held through his Individual Retirement Account (IRA).
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of April 24, 2013.
- [F5]Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.