4//SEC Filing
AMERICAN EXPRESS CO 4
Accession 0001127602-13-019312
$AXPCIK 0000004962operating
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 3:57 PM ET
Size
20.9 KB
Accession
0001127602-13-019312
Insider Transaction Report
Form 4
GILLIGAN EDWARD P
Vice Chairman
Transactions
- Sale
Common Stock
2013-06-03$76.27/sh−42,478$3,239,852→ 178,896 total - Gift
Common Stock
2013-06-03−3,315→ 175,581 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-06-03−100,000→ 85,128 totalExercise: $16.71From: 2010-01-29Exp: 2019-01-28→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2013-06-03$45.77/sh+165,648$7,581,378→ 344,542 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-06-03−165,648→ 0 totalExercise: $45.77From: 2006-01-24Exp: 2015-01-23→ Common Stock (165,648 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-06-03−150,000→ 0 totalExercise: $51.87From: 2007-01-23Exp: 2016-01-23→ Common Stock (150,000 underlying) - Exercise/Conversion
Common Stock
2013-06-03$16.71/sh+100,000$1,671,000→ 594,542 total - Sale
Common Stock
2013-06-03$76.01/sh−373,168$28,364,612→ 221,374 total - Exercise/Conversion
Common Stock
2013-06-03$51.87/sh+150,000$7,779,750→ 494,542 total
Holdings
- 1,637(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.66 to $76.48. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 to $76.37. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F5]The reported disposition was a bona fide charitable gift.
- [F6]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F7]These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
- [F8]Of the 100,000 options exercised, 82,436 became exercisable on 1/29/2012; the balance became exercisable on 1/29/2011.
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000004962
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 3:57 PM ET
- Size
- 20.9 KB