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4//SEC Filing

Liberty Global, Inc. 4

Accession 0001127602-13-019842

CIK 0001316631operating
View on SEC.govCompany Profile

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 5:07 PM ET

Size

51.3 KB

Accession

0001127602-13-019842

Insider Transaction Report

Form 4
Period: 2013-06-07
Liberty Global, Inc.LBTY
WARGO J DAVID
Director
Transactions
  • Disposition to Issuer

    Series C Common Stock

    2013-06-07−2,390→ 0 total
  • Disposition to Issuer

    Series A Stock Fund Units

    2013-06-07−1,988→ 0 total
    → Series A Common Stock (1,988 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $14.91Exp: 2019-06-17→ Series A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−1,406→ 0 total
    Exercise: $26.76Exp: 2020-06-17→ Series A Common Stock (1,406 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $39.71Exp: 2017-06-19→ Series A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $31.40Exp: 2018-06-12→ Series C Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $23.21Exp: 2015-06-15→ Series A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $37.51Exp: 2017-06-19→ Series C Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−1,960→ 0 total
    Exercise: $46.90Exp: 2022-06-19→ Series C Common Stock (1,960 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−3,192→ 0 total
    Exercise: $17.16Exp: 2014-06-22→ Series A Common Stock (3,192 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $22.19Exp: 2016-06-22→ Series A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $33.00Exp: 2018-06-12→ Series A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−1,895→ 0 total
    Exercise: $48.50Exp: 2022-06-19→ Series A Common Stock (1,895 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−3,192→ 0 total
    Exercise: $16.25Exp: 2014-06-22→ Series C Common Stock (3,192 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $21.58Exp: 2016-06-22→ Series C Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−1,405→ 0 total
    Exercise: $26.79Exp: 2020-06-17→ Series C Common Stock (1,405 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−1,036→ 0 total
    Exercise: $40.20Exp: 2021-06-21→ Series C Common Stock (1,036 underlying)
  • Disposition to Issuer

    Series A Common Stock

    2013-06-07−2,195→ 0 total
  • Disposition to Issuer

    Series C Common Stock

    2013-06-07−16→ 0 total(indirect: By Spouse)
  • Disposition to Issuer

    Series C Stock Fund Units

    2013-06-07−1,983→ 0 total
    → Series C Common Stock (1,983 underlying)
  • Disposition to Issuer

    Stock Option A (right to buy)

    2013-06-07−996→ 0 total
    Exercise: $41.85Exp: 2021-06-21→ Series A Common Stock (996 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $14.82Exp: 2019-06-17→ Series C Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option C (right to buy)

    2013-06-07−10,000→ 0 total
    Exercise: $21.98Exp: 2015-06-15→ Series C Common Stock (10,000 underlying)
Footnotes (7)
  • [F1]Includes 1,252 shares that the Reporting Person elected to defer receipt of in accordance with the Liberty Global, Inc. Nonemployee Director Deferred Compensation Plan (the Plan).
  • [F2]Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A and Series C common stock.
  • [F3]Includes 1,298 shares that the Reporting Person elected to defer receipt of in accordance with the Plan.
  • [F4]The stock fund units were assumed by Liberty Global plc and as a result each stock fund unit represents the economic equivalent of one share of the corresponding class of Liberty Global plc ordinary shares. The stock fund units confer no voting or other rights of stock ownership. The stock fund units will be payable, in shares of the corresponding class of Liberty Global plc ordinary shares, in accordance with the Plan.
  • [F5]The option was assumed by Liberty Global plc and is immediately exercisable.
  • [F6]The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on the date of the Issuer's 2011 annual meeting of stockholders.
  • [F7]The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on the date of the Issuer's 2012 annual meeting of stockholders.

Documents

1 file

Issuer

Liberty Global, Inc.

CIK 0001316631

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001316631

Filing Metadata

Form type
4
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 5:07 PM ET
Size
51.3 KB
View on SEC.gov