4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001127602-13-022258
CIK 0000053669operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 12:38 PM ET
Size
7.5 KB
Accession
0001127602-13-022258
Insider Transaction Report
Form 4
CLARIOND EUGENIO
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2013-07-01$35.91/sh+765.803$27,500→ 55,087.884 total→ Common Stock (765.803 underlying)
Holdings
- 2,446.316
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (2,446.316 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The Phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 581.295 phantom stock units acquired through the reinvestment of dividends on April 2 and July 2, 2013 at prices ranging from $34.21 to $35.74 per phantom stock unit.
- [F4]The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's termination from the Board of Directors. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 26.376 phantom stock units acquired through the reinvestment of dividends on April 2 and July 2, 2013 at prices ranging from $34.21 to $35.74 per phantom stock unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 12:38 PM ET
- Size
- 7.5 KB