4//SEC Filing
APPLIED MATERIALS INC /DE 4
Accession 0001127602-13-022318
$AMATCIK 0000006951operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 2:08 PM ET
Size
10.5 KB
Accession
0001127602-13-022318
Insider Transaction Report
Form 4
Pappis Charles C
Corp.VP, GM AGS
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-07-01−21,667→ 0 totalExercise: $8.58Exp: 2014-03-09→ Common Stock (21,667 underlying) - Sale
Common Stock
2013-07-01$14.91/sh−21,667$323,055→ 411,834.917 total - Exercise/Conversion
Common Stock
2013-07-01$8.58/sh+21,667$185,903→ 433,501.917 total
Holdings
- 3,412.815(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $14.95, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- [F3]Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
- [F4]Shares became exercisable on April 1, 2012.
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeoperating
IncorporatedDC
Related Parties
1- filerCIK 0000006951
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 2:08 PM ET
- Size
- 10.5 KB