MKS INSTRUMENTS INC 4
4 · MKS INSTRUMENTS INC · Filed Jul 8, 2013
Insider Transaction Report
Form 4
SMITH JOHN ALEXANDER
V.P. & Chief Tech Officer
Transactions
- Tax Payment
Common Stock
2013-07-03$26.43/sh−2,872$75,907→ 5,930.845 total - Exercise/Conversion
Restricted Stock Unit
2013-07-03−4,579.337→ 0.06 total→ Common Stock (4,579.337 underlying) - Exercise/Conversion
Common Stock
2013-07-03+4,223.062→ 8,802.845 total - Exercise/Conversion
Common Stock
2013-07-03+4,579.337→ 4,579.783 total - Exercise/Conversion
Restricted Stock Unit
2013-07-03−4,223.062→ 2,507.369 total→ Common Stock (4,223.062 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]Mr. Smith resigned from the Company on July 3, 2013. Upon Mr. Smith's retirement, 100% of unvested RSUs vest per agreement with the Company, with the exception of the 2013 performance RSU which vests in 2014, subject to the Company's performance criteria.
- [F4]The RSUs vest in equal annual installments over three years.
- [F5]These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.