4//SEC Filing
MKS INSTRUMENTS INC 4
Accession 0001127602-13-022494
$MKSICIK 0001049502operating
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 12:03 PM ET
Size
12.3 KB
Accession
0001127602-13-022494
Insider Transaction Report
Form 4
SMITH JOHN ALEXANDER
V.P. & Chief Tech Officer
Transactions
- Tax Payment
Common Stock
2013-07-03$26.43/sh−2,872$75,907→ 5,930.845 total - Exercise/Conversion
Restricted Stock Unit
2013-07-03−4,579.337→ 0.06 total→ Common Stock (4,579.337 underlying) - Exercise/Conversion
Common Stock
2013-07-03+4,223.062→ 8,802.845 total - Exercise/Conversion
Common Stock
2013-07-03+4,579.337→ 4,579.783 total - Exercise/Conversion
Restricted Stock Unit
2013-07-03−4,223.062→ 2,507.369 total→ Common Stock (4,223.062 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- [F3]Mr. Smith resigned from the Company on July 3, 2013. Upon Mr. Smith's retirement, 100% of unvested RSUs vest per agreement with the Company, with the exception of the 2013 performance RSU which vests in 2014, subject to the Company's performance criteria.
- [F4]The RSUs vest in equal annual installments over three years.
- [F5]These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
Documents
Issuer
MKS INSTRUMENTS INC
CIK 0001049502
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0001049502
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 12:03 PM ET
- Size
- 12.3 KB