4//SEC Filing
CARNIVAL CORP 4
Accession 0001127602-13-023083
$CCLCIK 0000815097operating
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 2:52 PM ET
Size
7.9 KB
Accession
0001127602-13-023083
Insider Transaction Report
Form 4
FRANK HOWARD S
DirectorVice Chairman & COO
Transactions
- Tax Payment
Common Stock
2013-07-16$36.25/sh−3,377$122,416→ 177,957.036 total - Award
Common Stock
2013-07-16+8,048→ 181,334.036 total
Holdings
- 1,794(indirect: Howard S. Frank Grat #5)
Common Stock
Footnotes (3)
- [F1]On July 16, 2013, the reporting person was granted 20,121 performance-based restricted stock units ("Performance RSUs"). Subject to his continued employment during the performance period (with earlier partial vesting in certain cases upon eligibility for retirement, or death or disability, prior to the expiration of the performance period), the Reporting Person may earn from 0-150% of his target amount of Performance RSUs to the extent that Carnival Corporation & plc's ("Carnival") annual earnings before interest and taxes ("EBIT"), as adjusted for certain fuel price changes and Emission Control Areas related fuel expenses, for each of the three fiscal years in the 2013-2015 performance cycle exceeds specified performance goals, as modified at the end of the three year performance cycle for Carnival's total shareholder return rank relative to peers. Because, as of the date of the grant, the Reporting Person was eligible for retirement due to his age, 8,048 Performance RSU's vested on July 16, 2013.
- [F2]Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.
- [F3]Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
Documents
Issuer
CARNIVAL CORP
CIK 0000815097
Entity typeoperating
IncorporatedPanama
Related Parties
1- filerCIK 0000815097
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 2:52 PM ET
- Size
- 7.9 KB