CARNIVAL PLC 4

4 · CARNIVAL PLC · Filed Jul 31, 2013

Form 4

Period: 2013-07-29

President & CEO, CCL

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2013-07-29−30,000→ 0 total
Exercise: $34.45From: 2004-10-13Exp: 2013-10-13→ Ordinary Shares (30,000 underlying)
Exercise/Conversion
Trust Shares (beneficial Interest In Special Voting Share)
2013-07-29$34.45/sh+30,000$1,033,500→ 155,436 total
Sale
Trust Shares (beneficial Interest In Special Voting Share)
2013-07-29$37.14/sh−30,000$1,114,200→ 125,436 total

Footnotes (2)

[F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
[F2]The options vest ratably over five years beginning on the first anniversary of the grant date.

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