PUBLIX SUPER MARKETS INC 4
4 · PUBLIX SUPER MARKETS INC · Filed Aug 21, 2013
Insider Transaction Report
Form 4
DUNCAN DAVID S
Vice President
Transactions
- Purchase
Common Stock
2013-08-20$27.55/sh+1,100$30,305→ 33,352 total
Holdings
- 1,713.583(indirect: By 401(k))
Common Stock
- 658.447(indirect: By SERP)
SERP Stock
→ Common Stock (658.447 underlying) - 81,978.055(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F2]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F3]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.