FRANKLIN RESOURCES INC 4
4 · FRANKLIN RESOURCES INC · Filed Sep 4, 2013
Insider Transaction Report
Form 4
LUSK JOHN M
EVP-Portfolio Operations
Transactions
- Tax Payment
Common Stock, par value $.10
2013-08-30$46.16/sh−5,230$241,417→ 60,503.24 total
Holdings
- 1,358.844(indirect: By 401(k))
Common Stock, par value $.10
- 58,761(indirect: By Trust)
Common Stock, par value $.10
Footnotes (4)
- [F1]Reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
- [F2]Of the amount of securities beneficially owned, 20,166 shares represent unvested restricted stock awards.
- [F3]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 4, 2013.
- [F4]Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.