Home/Filings/4/0001127602-13-027041
4//SEC Filing

BMC SOFTWARE INC 4

Accession 0001127602-13-027041

CIK 0000835729operating

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 1:09 PM ET

Size

20.2 KB

Accession

0001127602-13-027041

Insider Transaction Report

Form 4
Period: 2013-09-10
Berryman Kenneth
Senior VP, Strategy & Corp Dev
Transactions
  • Disposition from Tender

    Common Stock

    2013-09-10$46.25/sh26,867$1,242,5990 total
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-1011,6760 total
    Common Stock (11,676 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-104,4620 total
    Exercise: $0.00Common Stock (4,462 underlying)
  • Disposition to Issuer

    Common Stock

    2013-09-10$46.25/sh46,117$2,132,91126,867 total
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-1016,2230 total
    Common Stock (16,223 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-107,6580 total
    Common Stock (7,658 underlying)
  • Disposition to Issuer

    Performance-based Market Stock Units

    2013-09-1011,6310 total
    Common Stock (11,631 underlying)
Footnotes (8)
  • [F1]Represent shares of common stock which were not sold in the merger and have been rolled over into investment in the new Parent of the Company
  • [F2]Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date.
  • [F3]Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date.
  • [F4]These performance-based market stock units were fully vested at the effective time of the merger and cancelled in exchange for a cash payment equal to the product of the number of stock units multiplied by the merger consideration of $46.25 per share.
  • [F5]Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date.
  • [F6]Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date.
  • [F7]Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date; provided, that any unvested MSUs after two years rollover and are eligible to vest after three years.
  • [F8]Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date; provided, that any unvested MSUs after two years rollover and are eligible to vest after three years.

Issuer

BMC SOFTWARE INC

CIK 0000835729

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000835729

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 1:09 PM ET
Size
20.2 KB