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4//SEC Filing

FRANKLIN RESOURCES INC 4

Accession 0001127602-13-027559

$BENCIK 0000038777operating

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 1:22 PM ET

Size

6.8 KB

Accession

0001127602-13-027559

Insider Transaction Report

Form 4
Period: 2013-09-19
Yun William Young
EVP-Alternative Strategies
Transactions
  • Sale

    Common Stock, par value $.10

    2013-09-19$53.08/sh6,000$318,480160,451.136 total
Holdings
  • Common Stock, par value $.10

    (indirect: By 401(k))
    15,034.47
  • Common Stock, par value $.10

    (indirect: By Trust)
    3,195
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging form $52.90 to $53.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Of the amount of securities beneficially owned, 18,936 shares represent unvested restrick stock awards.
  • [F3]Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
  • [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 4, 2013.

Issuer

FRANKLIN RESOURCES INC

CIK 0000038777

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000038777

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 1:22 PM ET
Size
6.8 KB