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4//SEC Filing

JOHNSON CONTROLS INC 4

Accession 0001127602-13-028745

CIK 0000053669operating

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 1:36 PM ET

Size

7.0 KB

Accession

0001127602-13-028745

Insider Transaction Report

Form 4
Period: 2013-10-01
Transactions
  • Award

    Phantom Stock Units / Directors' Deferred Compensation Plan

    2013-10-01$41.46/sh+663.29$27,50056,003.566 total
    Common Stock (663.29 underlying)
Holdings
  • Phantom Stock Units/ Directors' Share Unit Plan

    Common Stock (2,457.524 underlying)
    2,457.524
Footnotes (4)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The Phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F3]Includes 252.392 phantom stock units acquired via dividend reinvestment on October 2, 2013 at $41.47 per phantom stock unit.
  • [F4]Includes 11.208 phantom stock units acquired via dividend reinvestment on October 2, 2013 at $41.47 per phantom stock unit.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000053669

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 1:36 PM ET
Size
7.0 KB