JOHNSON CONTROLS INC 4
4 · JOHNSON CONTROLS INC · Filed Oct 3, 2013
Insider Transaction Report
Form 4
CLARIOND EUGENIO
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2013-10-01$41.46/sh+663.29$27,500→ 56,003.566 total→ Common Stock (663.29 underlying)
Holdings
- 2,457.524
Phantom Stock Units/ Directors' Share Unit Plan
→ Common Stock (2,457.524 underlying)
Footnotes (4)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The Phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 252.392 phantom stock units acquired via dividend reinvestment on October 2, 2013 at $41.47 per phantom stock unit.
- [F4]Includes 11.208 phantom stock units acquired via dividend reinvestment on October 2, 2013 at $41.47 per phantom stock unit.