4//SEC Filing
FIRST NIAGARA FINANCIAL GROUP INC 4
Accession 0001127602-13-029004
CIK 0001051741operating
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 4:07 PM ET
Size
8.3 KB
Accession
0001127602-13-029004
Insider Transaction Report
Form 4
Baker Thomas E
Director
Transactions
- Purchase
Common Stock
2013-10-03$10.23/sh+2,389$24,439→ 82,372 total
Holdings
- 4,000
Series B Nonconvertible Preferred Stock
- 2,570.29
Dividend Equivalent Units (deu)
Exercise: $0.00→ Common Stock (2,570.29 underlying) - 1,725(indirect: By Spouse)
Common Stock
- 33,060
Non-qualified Stock Option (Right to Buy)
Exercise: $13.60From: 2008-05-15Exp: 2017-05-15→ Common Stock (33,060 underlying)
Footnotes (3)
- [F1]DEUs have no exercise price.
- [F2]DEUs convert into common stock on a 1-for-1 basis.
- [F3]DEUs have no expiration date.
Documents
Issuer
FIRST NIAGARA FINANCIAL GROUP INC
CIK 0001051741
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001051741
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 4:07 PM ET
- Size
- 8.3 KB