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FIRST NIAGARA FINANCIAL GROUP INC·4

Oct 7, 4:07 PM ET

FIRST NIAGARA FINANCIAL GROUP INC 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Oct 7, 2013

Insider Transaction Report

Form 4
Period: 2013-10-03
FIRST NIAGARA FINANCIAL GROUP INCFNFG
Baker Thomas E
Director
Transactions
  • Purchase

    Common Stock

    2013-10-03$10.23/sh+2,389$24,439→ 82,372 total
Holdings

  • Series B Nonconvertible Preferred Stock

    4,000

  • Dividend Equivalent Units (deu)

    Exercise: $0.00→ Common Stock (2,570.29 underlying)
    2,570.29

  • Common Stock

    (indirect: By Spouse)
    1,725

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $13.60From: 2008-05-15Exp: 2017-05-15→ Common Stock (33,060 underlying)
    33,060
Footnotes (3)
  • [F1]DEUs have no exercise price.
  • [F2]DEUs convert into common stock on a 1-for-1 basis.
  • [F3]DEUs have no expiration date.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT